Clifford Chance

FCA to investigate asset management sector

20 November 2015

The Financial Conduct Authority has launched  a market study of the asset management sector.  The scope of the review, which the FCA intends to finish in early 2017, is extensive, covering services provided to both retail and institutional investors as well as ancillary services sourced by asset managers. Active engagement with the FCA is likely to be resource intensive for market participants, but will present opportunities to shape the future regulatory framework for the sector. Our briefing explores the issues that the FCA will consider, the process and the potential outcomes.

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