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Content Type: Publications Tagged: 'David Adams'

Results 1-10 of 20

Decrypting crypto-funds: The key questions

2 August 2019


Many of the world’s largest asset management firms are exploring the potential of crypto-funds, but what are they, what are the risks, how are they regulated, how do you set one up and who has custody of the assets? These were some of the questions discussed...

Facebook's Libra - an exciting but challenging road ahead

27 June 2019


Facebook has announced that it is to launch Libra, a global digital currency, backed by some of the biggest names in financial services and tech including Visa, Mastercard, Uber and Spotify. The aim is to provide instant international money transfers by blockchain...

Fintech in 2019 – Five trends to watch

31 January 2019


Technology continues to have an enormous impact on financial services and the pace of change shows no signs of abating. Following the bold predictions we made last year, we highlight the five stand-out trends for fintech in 2019.

FINRA Expands Its Digital Asset Information Sweep

12 July 2018


The US Financial Industry Regulatory Authority ("FINRA") last week published a Regulatory Notice (the "Digital Assets Notice" or "RN 18-20") recommending that FINRA member firms provide information about existing and future business...

SEC Information Update to Form ADV FAQs

15 June 2017


On June 12, 2017, the staff of the Division of Investment Management (the “Staff”) of the U.S. Securities and Exchange Commission (the “SEC”) released new guidance in the form of “Frequently Asked Questions” (“FAQs”)...