Charlotte Chopping advises a wide range of UK and overseas clients on UK financial services regulation, including the implementation of new regulation, day-to-day regulatory compliance, regulatory investigations and reorganisations.
Charlotte has a particular focus on M&A and has advised clients on acquisitions and disposals in a wealth of regulated sectors, including the banking, broking, asset management, payments, consumer credit and insurance sectors.
Charlotte also has a particular focus on asset management, private equity and corporate finance.
- Advising fund managers and banking groups on their Brexit projects
- Assisting clients with the formation of UK regulated entities, including applications for regulatory authorisation and the construction of legal and compliance infrastructure
- Advising on the structuring of asset management and distribution models and on the manufacturing and global marketing of a range of fund types
- Advising on the implementation of new financial services regulation including the SFDR, IFD and IFR, SMCR, MiFID II, PRIIPs, MAR, the MCD, EMIR, CRD IV, the AIFMD and the UCITS Directive