Skip to main content

Clifford Chance

Briefings

FINRA Expands Its Digital Asset Information Sweep

12 July 2018

The US Financial Industry Regulatory Authority ("FINRA") last week published a Regulatory Notice (the "Digital Assets Notice" or "RN 18-20") recommending that FINRA member firms provide information about existing and future business activities involving "digital assets." RN 18-20 represents an expansion of FINRA's efforts to obtain information from member firms on their participation in the digital asset markets.


 

Download File

FINRA Expands Its Digital Asset Information Sweep

Download PDF (280Kb | English)