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Clifford Chance

Tagged: 'Criminal investigations & prosecution'

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FSA Update - 20 December 2011

20 December 2011

Publication

FSA Update is a weekly alerter providing views on the publications issued by the FSA during the last week. It provides a quick way to keep up to speed with what is going on at the FSA and is particularly aimed at lawyers who do not deal with FSA rules every day...

A decade of experience with the money laundering offence

29 December 2011

Publication

On 14 December 2011, the tenth anniversary of the entry into force of specific money laundering prohibitions in the Dutch Criminal Code ("DCC") was marked. Just two weeks before the conversion to the euro a new, broadly defined offence was implemented...

Market Abuse: European Commission proposes new EU regime

20 October 2011

Publication

The European Commission has now published its formal legislative proposals for a new Market Abuse Regulation (MAR) and a new Market Abuse Directive (MAD2) to replace the 2003 Market Abuse Directive (MAD). The new Regulation seeks to create a single, directly...

The Financial Transaction Tax – 14 questions and answers

29 September 2011

Publication

Narrative: The European Commission today released a Directive implementing a Financial Transaction Tax (FTT). If enacted,most transactions in financial instruments involving a financial institution are likely to become subject to the FTT from 2014 if at least one...

Deferred prosecution agreements pass into law in the UK

10 May 2013

Publication

The Crime and Courts Act 2013 (the Act) received Royal Assent on 25 April 2013. When they come into force, its provisions will make significant changes to the way crime involving corporates and senior executives is dealt with in the UK. These include changes...

This week at the UK regulators - 13 May 2013

13 May 2013

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in...

This week at the UK regulators - 29 April 2013

29 April 2013

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in...

This week at the UK regulators - 7 May 2013

7 May 2013

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in...