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Tagged: 'Insider trading market abuse'

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This week at the UK regulators - 18 September 2017

18 September 2017

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...

This Week at the Uk Regulators 11 September 2017

11 September 2017

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...

This week at the UK regulators - 4 September 2017

4 September 2017

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...

This week at the UK regulators - 21 August 2017

21 August 2017

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...

This week at the UK regulators - 14 August 2017

14 August 2017

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...

This week at the UK regulators - 7 August 2017

7 August 2017

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...

Key Australian issues for foreign lenders

4 August 2017

Publication

​This briefing provides an updated high level overview of key issues for foreign lenders lending into the Australian market. The key changes in this briefing relate to certain withholding tax exemptions available to foreign lenders, as well as the inclusion of...

This week at the UK regulators - 31 July 2017

31 July 2017

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...

Extension of the Senior Managers and Certified Persons Regime

26 July 2017

Publication

The FCA has published its long awaited consultation paper on the extension of the senior managers and certification regimes (SMCR) to all financial services regulated firms. Going forward virtually everyone in a regulated firm will be subject to increased regulatory...

This week at the UK regulators - 24 July 2017

24 July 2017

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...