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Tagged: 'Financial & economic crime'

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This week at the UK regulators - 16 April 2018

16 April 2018

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...

This week at the UK regulators - 9 April 2018

9 April 2018

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...

Initial coin offerings – asking the right regulatory questions

6 April 2018

Publication

Initial coin offerings or ICOs are growing rapidly. Essentially a method of crowdfunding facilitated through blockchain and cryptocurrency technologies, ICOs are reported to have raised almost $1.3 billion globally from the start of 2017 despite being denounced...

This week at the UK regulators - 3 April 2018

3 April 2018

Publication

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in UK...

Market abuse systems and controls must go beyond MAR

29 March 2018

Publication

On 27 March the UK Financial Conduct Authority ("FCA") published draft amendments to its Financial Crime Guide making clear that systems and controls relating to market abuse need to go beyond the requirements of the Market Abuse Regulation ("MAR")....

This week at the UK regulators - 26 March 2018

26 March 2018

Publication

This week at the UK regulators is a weekly alerter providin views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on...

FCA sets out its approach to enforcement

23 March 2018

Publication

In April 2017, the FCA published its Mission and committed to giving further details about how it proposes to regulate firms and individuals in the financial services sector.  On 21 March 2018, it published a consultation paper setting out its approach to...

Germany proposes harsher penalties for corporates

22 March 2018

Publication

The long-awaited coalition agreement in Germany may have important implications for the law on corporate penalties. Under current proposals, the maximum amount of pecuniary penalties which may be imposed will increase to 10 per cent of a corporate's revenue....