Skip to main content

Clifford Chance

Clifford Chance
David Rabinowitz

David Rabinowitz


David Rabinowitz

David H. Rabinowitz focuses on broker-dealer and financial services regulatory and enforcement matters.

David advises US and non-US clients on US securities regulation, with a particular focus on broker-dealer regulation and SEC and FINRA enforcement matters. His extensive industry experience as a compliance officer and trading and operations professional affords him a deep understanding of the needs of our financial services clients. Prior to joining the firm, he worked on a trading desk and then as an associate director responsible for trade surveillance and trade reporting.

Contact details

Career and qualifications

  • Bates College (BA, Sociology) 2005
  • Business Development, Eze Castle Software, BNY Convergex 2005
  • Vice President, U.S. Global Equities, RBC Capital Markets, LLC 2009
  • Associate Director, Compliance, RBC Capital Markets, LLC 2012
  • Rutgers University School of Law, Newark (JD) 2014
  • Admitted as an Attorney-at-Law in New Jersey 2014
  • Associate, Stradley Ronon Stevens & Young LLP 2015
  • Admitted as an Attorney-at-Law in New York 2016
  • Admitted as an Attorney-at-Law in District of Columbia 2016
  • Joined Clifford Chance US as an Associate 2016

Professional bodies

  • New York Bar Association
  • New Jersey Bar Association