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This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential Regulation Authority during the last week. It provides a quick way to keep up to speed with what is going on in...

To add vitality to the securities market, Vietnam’s Ministry of Finance (“MOF”) recently introduced certain regulatory changes on foreign investors’ securities trading, and for the first time authorized the formation of securities investment...

In March 2013, China issued a new set of measures to govern onshore securities investment by Renminbi qualified foreign institutional investors (RQFII).  The new measures now expand the types of entities eligible to apply for RQFII licence.  Previous...

The European Securities and Markets Authority (ESMA)'s consolidated Guidelines on ETFs and other UCITS issues (Guidelines)  entered into force on 18 February 2013. On the same day, the Commission de Surveillance du Secteur Financier (CSSF) published...

International regulators have now published a ‘near-final’ policy framework setting minimum standards for margin requirements for uncleared derivatives. “Margin requirements for non-centrally cleared derivatives - Second consultative document”...

On March 4, 2013, the Office of Compliance Inspections and Examinations ("OCIE") of the Securities and Exchange Commission (the "SEC") issued a Risk Alert identifying "significant deficiencies" in compliance with Rule 206(4)-2 (the...

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking business, drawing on our daily content from our Alerter: Finance Industry service

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking business, drawing on our daily content from our Alerter: Finance Industry service

Clifford Chance has published the latest edition of its Transaction Services Newsletter, a publication designed for business and legal professionals working in cash management and securities services. To view the newsletter, please click on the PDF l...

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking business, drawing on our daily content from our Alerter: Finance Industry service