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How to distribute insurance products in the current regulatory environment
6 February 2013
Publication
2013 marked the culmination of the FSA's Retail Distribution Review ("RDR") in the UK with new rules significantly changing the way retail investment products are marketed and sold.
The key points are:
New RDR rules in force ban payments...
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Into the Light: A response to the EU Commission Green Paper on Shadow Banking
4 June 2012
Publication
1 June 2012 marked the original closing date of the consultation on the EU Commission Green Paper on Shadow Banking. The Green Paper has generated a great deal of interest, perhaps explaining why the consultation period has been extended until 15 June. It represents...
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Solvency II Update
12 January 2012
Publication
Since our last Solvency II client briefing in July 2011, there have been a number of developments in relation to the implementation of the Solvency II Level 1 Directive. This briefing provides an update on these developments and a discussion of the key outstanding...
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Retail Distribution Review - Countdown to implementation
23 December 2011
Publication
With a planned implementation date of 31 December 2012, it is now just over 12 months before the Retail Distribution Review (RDR) comes into effect.
It is widely recognised that the RDR will have a significant impact on the way most advisors, product providers...
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RETAIL DISTRIBUTION REVIEW - FSA Publishes Final Rules on Disclosure and Remuneration
1 April 2010
Publication
The Retail Distribution Review (RDR) is expected to have a significant impact on the way advisers, product providers and investment managers do business in the retail investment market. It aims to build trust and confidence in the market by improving the clarity...