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Clifford Chance

Steven Gatti

Partner

Clifford Chance, Washington D.C.
Practice area Regulatory enforcement & white collar, Litigation & dispute resolution
Sector Banks, Funds & investment management
Tel +12029125095

Steven Gatti specializes in regulatory enforcement proceedings before the U.S. Securities and Exchange Commission and other securities regulators, and in other regulatory matters within the financial services sector, including internal investigations.

Steve advises multi-national broker-dealers, asset managers, and other financial services companies with respect to financial markets and trading regulation, compliance, the development of new products, and financial institution mergers and acquisitions.

Career & qualifications

  • College of William and Mary (B.A., History), 1990
  • George Washington University Law School (J.D., cum laude), 1995
  • Admitted as a lawyer in Maryland 1995
  • Admitted as a lawyer in New Jersey 1995
  • Admitted as a lawyer in the District of Columbia 1997
  • Exchange Floor Clerk, New York Stock Exchange, 1990-1992
  • Joined Clifford Chance 1997
  • Partner since 2006

Clifford Chance publications and insights

  • Co-author, “Broker-Dealer Regulation,” in SEC Regulation Outside the United States, Risk Books, a Division of Incisive Financial Publishing Ltd., 5th ed. (2005)
  • “SEC Prepares to Narrow Soft Dollar Safe Harbour,” International Financial Law Review, (February 2006)
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