Risk management & compliance

Based on our in-depth knowledge of the financial services industry and global regulatory requirements, we have significant understanding of the legal/compliance structures that not only are well regarded from a regulatory point of view, but that also work well from a functional perspective. This experience and expertise uniquely positions us to advise on best practices.

We have extensive experience with conducting compliance reviews, developing compliance programs for international financial institutions, training personnel and preparing compliance manuals. Our compliance advice is not based merely on abstract notions but on practical experience, and we aim to balance our legal advice with pragmatism and an appreciation of relevant regulatory strictures as well as clients’ business environment and needs.

We assist clients in redesigning the applicable policies, procedures and controls to help achieve compliance with regulatory requirements, and ensuring proper alignment of the legal/compliance functions within individual businesses and organisation.