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Clifford Chance

Clifford Chance

Briefings

Regulator Roles Clarified in Hong Kong Listing Consultation

29 September 2017

The Securities and Futures Commission (SFC) and the Stock Exchange of Hong Kong Limited (SEHK) have published the consultation conclusions of their joint consultation on proposed enhancements to the decision-making and governance structure for listing regulation. The SFC will no longer routinely pass on its comments on listing applications via the SEHK, rather it will bring itself to the frontline and interact with the applicants directly on what it describes as "more serious listing matters".

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Regulator Roles Clarified in Hong Kong Listing Consultation

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