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Experience and career history

Specializes in regulatory enforcement proceedings before the U.S. Securities and Exchange Commission and other securities regulators, and in other regulatory matters within the financial services sector, including internal investigations.

Advises multi-national broker-dealers, asset managers, and other financial services companies with respect to financial markets and trading regulation, compliance, the development of new products, and financial institution mergers and acquisitions.

Co-author, “Broker-Dealer Regulation,” in SEC Regulation Outside the United States, Risk Books, a Division of Incisive Financial Publishing Ltd., 5^th ed. (2005)

“SEC Prepares to Narrow Soft Dollar Safe Harbour,” International Financial Law Review, (February 2006)

Partner since 2006

Joined Clifford Chance 1997
Qualified Maryland (1995), New Jersey (1995), District of Columbia (1997)
George Washington University Law School (J.D., cum laude), 1995
Exchange Floor Clerk, New York Stock Exchange, 1990-1992
College of William and Mary (B.A., History), 1990