27 May 2013

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Starting employee profile in english
Steven Gatti

Steven Gatti

Title
Partner
Office
Clifford Chance, Washington D.C. | View map
Practice
Litigation & dispute resolution, Reg enforcement & white collar
Sector
Banks, Investment management
Publications
21

Email
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Tel
+12029125095

Experience and career history

Specializes in regulatory enforcement proceedings before the U.S. Securities and Exchange Commission and other securities regulators, and in other regulatory matters within the financial services sector, including internal investigations.

Advises multi-national broker-dealers, asset managers, and other financial services companies with respect to financial markets and trading regulation, compliance, the development of new products, and financial institution mergers and acquisitions.

Co-author, “Broker-Dealer Regulation,” in SEC Regulation Outside the United States, Risk Books, a Division of Incisive Financial Publishing Ltd., 5th ed. (2005)

“SEC Prepares to Narrow Soft Dollar Safe Harbour,” International Financial Law Review, (February 2006)

Partner since 2006

Joined Clifford Chance 1997
Qualified Maryland (1995), New Jersey (1995), District of Columbia (1997)
George Washington University Law School (J.D., cum laude), 1995
Exchange Floor Clerk, New York Stock Exchange, 1990-1992
College of William and Mary (B.A., History), 1990

Publications

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