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Publications

• In Risk Alert to Registered Investment Advisers, SEC Identifies 'Significant Deficiencies' Involving Custody and Safety of Client Assets
  Financial services regulation , Wealth management & private banking , Exchange traded funds , Banks , Securities regulation & compliance , Banking & securities regulation , Regulatory investigations & enforcement , International , Private equity , Rescue, resolution & governance , Corporate compliance , Hedge funds , Regulatory capital , Fund management , Exchange traded funds , UCITS III, 40 Act funds and other listed funds , Private equity , Private banking , Credit ratings , Hedge funds
  
  7 March 2013
  Client Briefing
• Federal Reserve Proposes Enhanced Prudential Standards and Intermediate Holding Companies for Non-US Banks
  Financial services & markets , United States , International , Banks , Financial services regulation
  
  18 December 2012
  Client Briefing
• Federal Reserve Board Governor Describes Significant Changes to be Proposed for the US Operations of Non-US Banks
  Financial services & markets , United States , International , Banks
  
  30 November 2012
  Client Briefing

Client Work

• Clifford Chance advises on first-ever foreign investment in a Chinese financial asset management company
  M&A Corporate , Banking & finance , China
  
  30 March 2012
  Client Work