Starting employee profile in english

Christopher Bates
Title
Partner
Office
Practice
Sector
Publications
Email
Tel
+442070061041
Experience and career history
Focuses on advice to financial institutions on financial regulation, regulatory capital issues, the EU single market programme, financial institution M&A and clearing and settlement systems, as well as advising on derivatives transactions and securities offerings.
Member of the UK Financial Services Authority's practitioner group on the market abuse regime under the Financial Services and Markets Act. Member of the European Securities Markets Expert Group advising the European Commission on the application of the EU securities directives
Christ Church, Oxford (MA Law) 1978
Columbia University, New York (LLM) 1979
Articled Clifford Chance; Qualified 1982
Based in Hong Kong 1983-1988
Partner since 1987
Speaks Spanish
Publications
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Wealth management & private banking, International, UCITS III, 40 Act funds and other listed funds, Banks, Private funds, Financial services regulation, Hedge funds, Private banking, Exchange traded funds, Clearing, settlement & transaction services, Hedge funds
14 May 2012Newsletter -
Wealth management & private banking, International, Exchange traded funds, Banks, Private funds, Financial services regulation, Financial services & markets, Clearing, settlement & transaction services, Hedge funds
8 May 2012Newsletter -
Wealth management & private banking, International, Exchange traded funds, Banks, Private funds, Financial services regulation, Financial services & markets, Clearing, settlement & transaction services, Hedge funds
30 April 2012Newsletter
Client Work
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United Kingdom, Reg enforcement & white collar26 October 2009Client Work
New publications from Clifford Chance
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UK Government unveils plans for Deferred Prosecution Agreements
18 May 2012 -
Can new forms of finance provide support for the real economy?
17 May 2012 -
New aspects of the Spanish SOCIMI regime
16 May 2012
